Securities Regulation Statutory Supplement

Author: Stephen Choi
Publisher: Foundation Press
ISBN: 9781634606851
Size: 35.82 MB
Format: PDF, Kindle
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation

Author: Stephen Jung Choi
Publisher: Aspen Publishers Online
ISBN: 0735565511
Size: 25.29 MB
Format: PDF
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Securities Regulation: The Essentials is part of Aspen's new Essentials Series, which takes a "forest rather than the trees" approach to teaching. This concise paperback concentrates on the fundamentals of Securities Regulation and uses a relaxed, personal style to explain them. Suitable for use with any casebook, this text will help students recognize and understand common themes and will precipitate understanding of the topics under discussion. Written by Stephen J. Choi and A.C. Pritchard, two well-regarded young securities regulation scholars in the country today, this outstanding resource: Begins with an introduction to the role of information in the decision making processes of investors, then takes up various topics in securities regulation using the framework developed in the first part of the text Examines the underlying business problems facing issuers and investors in securities regulation Takes a problem-and-solution approach that allows the professor to ask whether the solution currently provided by the law is the best solution and what alternatives should be considered Students will find the nuts-and-bolts approach of Securities Regulation: The Essentials reassuring and illuminating. Require or recommend this straightforward text for use alongside your casebook and watch student comprehension soar.

Securities Regulation Statutory Supplement

Author: Stephen Choi
Publisher: Foundation Press
ISBN: 9781683286370
Size: 55.71 MB
Format: PDF, Mobi
View: 1816
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Receive complimentary lifetime digital access to the eBook with new print purchase. This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation Statutory Supplement

Author: Stephen J. Choi
Publisher: Foundation Press
ISBN: 9781634594035
Size: 32.11 MB
Format: PDF, ePub, Mobi
View: 3084
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This statutory supplement includes the most widely referenced statutory sections, rules, and forms, from the Securities Act of 1933, the Securities Exchange Act of 1934, the Sarbanes-Oxley Act and changes from the JOBS Act.

Securities Regulation 2007 Stat Supplement

Author: James D. Cox
Publisher: Aspen Publishers
ISBN: 9780735569362
Size: 12.83 MB
Format: PDF, ePub, Mobi
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Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed--in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Fifth Edition. The 2007 Edition features: The Securities Exchange Act of 1934: Rules and Forms Rule 14a-16. Internet Availability of Proxy Materials Section 15A(14), the new military sales clause Regulation; S-K, S-X, M, M-A, AC, FD, and G Regulation S-K: Item 308T. Internal Control over Financial Reporting Item 407. Corporate Gove Regulation S-X: Rule 2-02T. Accountants' Reports and Attestation Reports on Management's Assessment of Internal Control Over Financial Reporting Securities Act of 1933 Rules and Forms Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 1454882190
Size: 41.54 MB
Format: PDF
View: 3739
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Securities Regulation: Selected Statutes, Rules, and Forms, 2016 Supplement

Securities Regulation

Author: James D. Cox
Publisher: Wolters Kluwer Law & Business
ISBN: 1454893877
Size: 48.63 MB
Format: PDF, Mobi
View: 1869
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Securities Regulation: 2017 Case Supplement

Securities Regulation

Author: Marc I. Steinberg
Publisher: Law Journal Press
ISBN: 9781588520210
Size: 59.40 MB
Format: PDF, Docs
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This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Securities Regulation 2007

Author: Thomas Lee Hazen
Publisher: West Academic Publishing
ISBN: 9780314168337
Size: 42.73 MB
Format: PDF, ePub, Docs
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Hazen's 2007 Securities Regulation Selected Statutes contains the latest SEC rulemaking including its new executive compensation disclosures that are not available in most other statutory supplements. Hazen's Selected Statutes is comprehensive and presented in readable format and the index make the material more accessible than in other statutory supplements. It includes new rules and forms adopted through September 15, 2006. While containing all of the statutes and rules needed for both basic and advanced courses in securities regulation, Hazen's Selected Statutes has more user-friendly features than the competition, including single rather than double column format. Also, unlike other statutory supplements on the subject, Hazen's Selected Statutes contains a helpful index to make it easier for students to locate statutes and rules. For instructors who do not require the comprehensive treatment in the standard edition, the 2007 Selected Statutes will also be published in an abridged version which contains sufficient materials from most introductory securities regulation classes.

Visualizing Secured Transactions

Author: Laura B. Bartell
Publisher: LexisNexis
ISBN: 032717854X
Size: 45.52 MB
Format: PDF, ePub, Mobi
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This unique study guide uses visual aids such as charts and diagrams to foster student understanding and application of the law governing secured transactions. The organization of the material tracks the outline and scope of traditional Secured Transactions casebooks and covers Article 9 of the UCC and related UCC provisions and sections of the Bankruptcy Code. It takes the basic areas covered by Article 9 and creates a visual aid for the statutory provisions typically assigned in connection with those areas. Some visual aids cover a single section while others summarize a number of sections bearing on a single topic. The overarching goal is to help students see the organizational structure and create visual clues for remembering content. This eBook features links to Lexis Advance for further legal research options.