Regulation Of Securities Sec Answer Book 5th Edition

Author: Levy
Publisher: Wolters Kluwer Law & Business
ISBN: 1454880376
Size: 55.13 MB
Format: PDF, ePub
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Regulation of Securities: SEC Answer Book, Fifth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!

Corporate Privileges And Confidential Information

Author: Jerome G. Snider
Publisher: Law Journal Press
ISBN: 9781588520876
Size: 19.63 MB
Format: PDF, Docs
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"The single best source for attorneys to consult concerning issues dealing with the attorney-client privilege. It's a must have for any lawyer." -- Michael Ross (practitioner and law school professor) Corporate Privileges and Confidential Information is designed to assist inside and outside counsel in negotiating obstacles to maintaining corporate secrecy. All rights to privacy and confidentiality that a corporation may assert are gathered in this useful volume, which also includes advice on how to protect information otherwise required to be disclosed to a government agency. This definitive treatment covers: attorney-client, work product and joint defense privileges; trade secrets; confidential submissions to federal and state authorities; financial privacy; and access to personnel files. It presents guidance on complex issues such as: the unique position of corporations in claiming privile≥ application of the work product privilege to internal communications; the causes and scope of a waiver of the work product privile≥ differentiating between inside counsel's business and legal functions to determine attorney-client privile≥ insuring confidentiality of information supplied to a government agency; the dangers of intra-corporate discussions of confidential matters; inadvertent disclosures; and keeping results of a corporate internal investigation immune from discovery. Book ʊ looseleaf, one volume, 800 pages; published in 1999, updated as needed; no additional charge for updates during your subscription. Looseleaf print subscribers receive supplements. The online edition is updated automatically. ISBN: 978-1-58852-087-6.